Murray Charles McEwan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Flowers McEwan Limited (no longer approved here)

    FRN 593401

    • (9)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (10)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (12)[FCA CF] Significant management (9 Dec 2019 to 10 Apr 2024)
    • (3)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Apr 2024)
    • (4)SMF16 Compliance Oversight (9 Dec 2019 to 10 Apr 2024)
    • (5)SMF3 Executive Director (9 Dec 2019 to 10 Apr 2024)
    • (1)Responsible for Insurance Distribution (1 Oct 2018 to 10 Apr 2024)
    • (2)Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)
    • (8)CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
    • (7)CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
    • (11)CF1 Director (2 Apr 2013 to 8 Dec 2019)
    • (6)CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Flowers McEwan Limited (no longer approved here)

    FRN 196983

    • (2)Employed By (4 Jan 2005 to 29 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Responsible for Insurance Distribution at Flowers McEwan Limited

  2. controlled function added: (2)Responsible for Insurance Mediation at Flowers McEwan Limited

  3. controlled function added: (3)SMF17 Money Laundering Reporting Officer (MLRO) at Flowers McEwan Limited

  4. controlled function added: (4)SMF16 Compliance Oversight at Flowers McEwan Limited

  5. controlled function added: (5)SMF3 Executive Director at Flowers McEwan Limited

  6. controlled function added: (6)CF30 Customer at Flowers McEwan Limited

  7. controlled function added: (7)CF11 Money Laundering Reporting at Flowers McEwan Limited

  8. controlled function added: (8)CF10 Compliance Oversight at Flowers McEwan Limited

  9. controlled function added: (9)[FCA CF] Client dealing at Flowers McEwan Limited

  10. controlled function added: (10)[FCA CF] Functions requiring qualifications at Flowers McEwan Limited

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