Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • CF3 Chief Executive (AR) (27 May 2016 to 7 Oct 2016)
    • CF30 Customer (27 May 2016 to 7 Oct 2016)
    • CF4 Partner (AR) (27 May 2016 to 7 Oct 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 10 Sep 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.