Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Apr 2009)
    • CF1 Director (AR) (since 4 May 2006)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (1 Jan 2006 to 30 Sep 2006)
  • Direct Life and Pension Services Limited (no longer approved here)

    FRN 155312

    • CF1 Director (AR) (25 Jan 2005 to 28 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.