Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 14 Jun 2022)
    • [FCA CF] Client dealing (since 13 Dec 2016)
    • [FCA CF] Manager of certification employee (29 Mar 2017 to 4 Jul 2018)
    • CF30 Customer (21 Nov 2011 to 23 May 2012)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (8 May 2008 to 9 Sep 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 9 Apr 2008)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (14 Aug 2006 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.