Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 14 Jun 2022)
- [FCA CF] Client dealing (since 13 Dec 2016)
- [FCA CF] Manager of certification employee (29 Mar 2017 to 4 Jul 2018)
- CF30 Customer (21 Nov 2011 to 23 May 2012)
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- CF30 Customer (8 May 2008 to 9 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 9 Apr 2008)
- CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
- CF26 Customer Trading (14 Aug 2006 to 1 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.