Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF30 Customer (since 29 Aug 2025)
- CF1 Director (AR) (since 29 Aug 2025)
- [FCA CF] Client dealing (since 5 Aug 2025)
- [FCA CF] Significant management (since 5 Aug 2025)
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KMB Capital Limited
FRN 1041028
- (1)Employed By (since 29 Aug 2025)
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- [FCA CF] Client dealing (12 Mar 2025 to 8 Sep 2025)
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- [FCA CF] Client dealing (29 Dec 2021 to 10 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.