Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Jul 2023)
- [FCA CF] Client dealing (since 28 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.