Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF26 Customer Trading (16 Jan 2006 to 30 Sep 2006)
- CF27 Investment Management (25 Aug 2004 to 30 Sep 2006)
- CF21 Investment Adviser (25 Aug 2004 to 30 Sep 2006)
- CF11 Money Laundering Reporting (17 Apr 2003 to 11 Aug 2006)
- CF1 Director (17 Apr 2003 to 24 Apr 2006)
- CF10 Compliance Oversight (17 Apr 2003 to 11 Aug 2006)
- CF23 Corporate Finance Adviser (17 Apr 2003 to 30 Sep 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
- CF27 Investment Management (1 Dec 2001 to 24 Oct 2002)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 14 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.