Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elara Capital Plc (no longer approved here)

    FRN 221462

    • CF26 Customer Trading (16 Jan 2006 to 30 Sep 2006)
    • CF27 Investment Management (25 Aug 2004 to 30 Sep 2006)
    • CF21 Investment Adviser (25 Aug 2004 to 30 Sep 2006)
    • CF11 Money Laundering Reporting (17 Apr 2003 to 11 Aug 2006)
    • CF1 Director (17 Apr 2003 to 24 Apr 2006)
    • CF10 Compliance Oversight (17 Apr 2003 to 11 Aug 2006)
    • CF23 Corporate Finance Adviser (17 Apr 2003 to 30 Sep 2006)
  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
    • CF27 Investment Management (1 Dec 2001 to 24 Oct 2002)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 14 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.