Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 27 Feb 2023)
    • [FCA CF] Client dealing (since 1 Feb 2018)
    • [FCA CF] Manager of certification employee (since 1 Feb 2018)
    • [FCA CF] Significant management (1 Feb 2018 to 10 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 Jul 2012 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.