Murad Khaled Uppal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • [FCA CF] Client dealing (28 Oct 2024 to 7 Nov 2025)
    • [FCA CF] Material risk taker (28 Oct 2024 to 7 Nov 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (18 Aug 2022 to 22 Jul 2024)
    • [FCA CF] Material risk taker (6 May 2020 to 12 Oct 2023)
    • [FCA CF] Significant management (12 Mar 2020 to 22 Jul 2024)
    • [FCA CF] Client dealing (4 Jun 2018 to 22 Jul 2024)
  • HPS Investment Partners (UK) LLP (no longer approved here)

    FRN 482237

    • CF30 Customer (1 Apr 2014 to 1 Jan 2018)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (25 Jun 2010 to 31 Mar 2014)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 9 Apr 2010)
    • CF21 Investment Adviser (17 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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