Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (7 Nov 2019 to 7 Jan 2020)
    • CF30 Customer (29 May 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Jun 2006 to 1 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.