Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King Street (Europe) LLP (no longer approved here)

    FRN 432783

    • [FCA CF] Client dealing (19 Mar 2021 to 6 Sep 2022)
    • CF30 Customer (17 Aug 2015 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Mar 2009)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.