Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Star Fund Managers LLP
FRN 491003
- [FCA CF] Client dealing (since 12 Jan 2026)
- [FCA CF] Significant management (since 12 Jan 2026)
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J. STERN & CO LLP
FRN 588344
- [FCA CF] Significant management (since 12 Jan 2026)
- [FCA CF] Client dealing (since 12 Jan 2026)
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- [FCA CF] Client dealing (5 Sep 2024 to 31 Dec 2025)
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- CF3 Chief Executive (24 Mar 2014 to 16 Oct 2015)
- CF1 Director (1 Sep 2011 to 16 Oct 2015)
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- CF3 Chief Executive (24 Mar 2014 to 16 Oct 2015)
- CF1 Director (1 Sep 2011 to 16 Oct 2015)
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- CF29 Significant management (1 Apr 2011 to 23 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.