Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Fennel Financial Services Ltd
FRN 999300
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 Jan 2024)
- Responsible for Insurance Distribution (since 5 Jan 2024)
- SMF16 Compliance Oversight (since 5 Jan 2024)
- SMF3 Executive Director (since 5 Jan 2024)
- Responsibility for MCD Intermediation (since 5 Jan 2024)
-
- CF1 Director (AR) (30 May 2023 to 21 Dec 2023)
-
- Appointed representative dealing with clients for which they require qualification (12 Jul 2022 to 31 Jul 2023)
-
- [FCA CF] Functions requiring qualifications (19 Apr 2021 to 23 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.