Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2023)
    • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 27 May 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 May 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 May 2016)
    • CF30 Customer (17 Dec 2007 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.