Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (31 Mar 2021 to 5 Aug 2025)
- [FCA CF] Client dealing (17 Jul 2020 to 31 Mar 2021)
-
- Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 20 Mar 2020)
-
- CF1 Director (AR) (16 Apr 2008 to 16 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.