Morgan Shim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (23 Aug 2023 to 14 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2023 to 14 Aug 2024)
    • [FCA CF] Manager of certification employee (23 Sep 2019 to 22 Dec 2020)
    • [FCA CF] Client dealing (19 Nov 2018 to 22 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.