Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 8 Mar 2023)
    • Responsible for Insurance Distribution (since 8 Mar 2023)
    • SMF16 Compliance Oversight (since 8 Mar 2023)
    • SMF3 Executive Director (since 8 Mar 2023)
    • [FCA CF] CASS oversight function (since 8 Mar 2023)
    • [FCA CF] Client dealing (since 8 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2023)
    • [FCA CF] Manager of certification employee (since 8 Mar 2023)
    • [FCA CF] Significant management (since 8 Mar 2023)
    • [PRA CF] Key function holder (since 8 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.