Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 21 Feb 2007)
- CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Nov 2005 to 9 May 2006)
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Insure Our Group
FRN 538261
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (9 May 2011 to 30 Sep 2018)
- CF4 Partner (9 May 2011 to 8 Dec 2019)
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Westbrook Financial Services Ltd
FRN 441855
- Employed By (since 17 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.