Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2022)
    • [FCA CF] Manager of certification employee (since 16 Mar 2018)
    • [FCA CF] Client dealing (since 5 Sep 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 31 Dec 2018)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (30 May 2013 to 30 Nov 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (7 Apr 2004 to 13 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.