Last updated
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 1 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 14 Apr 2020)
    • [FCA CF] Manager of certification employee (since 19 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Jan 2019)
    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 7 Sep 2017)
    • [FCA CF] Significant management (since 1 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 14 Apr 2020)
    • [FCA CF] Manager of certification employee (since 19 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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