Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 29 Oct 2024)
- [FCA CF] Manager of certification employee (since 18 Nov 2022)
- [FCA CF] Client dealing (since 3 Feb 2022)
- [FCA CF] Manager of certification employee (14 Oct 2020 to 16 Feb 2021)
- [FCA CF] Client dealing (6 Sep 2017 to 16 Feb 2021)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- [FCA CF] Manager of certification employee (14 Oct 2020 to 16 Feb 2021)
- [FCA CF] Client dealing (6 Sep 2017 to 16 Feb 2021)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF30 Customer (1 Nov 2007 to 28 Jul 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.