Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 26 Jun 2024)
    • [FCA CF] Client dealing (since 12 May 2017)
    • [PRA CF] Significant risk taker or Material risk taker (8 Oct 2021 to 21 Dec 2022)
    • [FCA CF] Manager of certification employee (12 Mar 2019 to 28 Jul 2023)
    • CF30 Customer (1 Aug 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (6 Apr 2010 to 15 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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