Monica On-Yee Fan-Bradley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ancala Partners LLP

    FRN 535445

    • [FCA CF] Client dealing (since 11 Apr 2024)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Manager of certification employee (12 Jun 2023 to 13 Nov 2023)
    • [FCA CF] Client dealing (12 Jun 2023 to 13 Nov 2023)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (7 Sep 2020 to 24 May 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2020 to 24 May 2023)
    • [FCA CF] Material risk taker (7 Sep 2020 to 24 May 2023)
    • [FCA CF] Significant management (7 Sep 2020 to 24 May 2023)
    • CF30 Customer (24 Jan 2017 to 8 Dec 2019)
  • Millennium Global Investments Limited (no longer approved here)

    FRN 171039

    • CF30 Customer (19 May 2011 to 5 Jul 2013)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF30 Customer (30 Sep 2010 to 12 May 2011)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (25 Feb 2003 to 28 Aug 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (25 Feb 2003 to 28 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.