Monica Marian De Vries

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Material risk taker (since 30 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jan 2024)
    • [FCA CF] Manager of certification employee (since 12 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (13 Feb 2020 to 13 Sep 2020)
    • [FCA CF] Material risk taker (13 Feb 2020 to 13 Sep 2020)
    • [FCA CF] Client dealing (9 Nov 2018 to 2 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (12 Mar 2019 to 9 Dec 2019)
    • [FCA CF] Client dealing (9 Nov 2018 to 9 Dec 2019)
    • CF30 Customer (2 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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