Mona Najdat Mohtasseb

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
  • Bank of London and The Middle East plc (no longer approved here)

    FRN 464292

    • SMF18 Other Overall Responsibility (4 Jul 2022 to 9 Dec 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 9 Nov 2009)
    • CF21 Investment Adviser (26 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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