Moksud Alom

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Premier Private Finance LLP
FRN 808837
- SMF27 Partner (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 2 Jan 2018)
- Responsible for Insurance Distribution (since 2 Jan 2018)
- CF4 Partner (11 Jul 2018 to 8 Dec 2019)
TenetLime Limited (no longer approved here)
FRN 311266
- CF4 Partner (AR) (19 Feb 2013 to 27 Feb 2018)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF4 Partner (AR) (28 Sep 2009 to 31 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.