Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (20 Oct 2021 to 30 Nov 2022)
-
- [FCA CF] Manager of certification employee (27 Dec 2018 to 31 Oct 2020)
- [FCA CF] Client dealing (6 Jul 2016 to 31 Oct 2020)
- CF30 Customer (1 Nov 2007 to 5 Feb 2015)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.