Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 27 Nov 2025)
    • [FCA CF] Client dealing (since 27 Nov 2025)
    • CF1 Director (AR) (since 24 Oct 2025)
    • CF30 Customer (since 24 Oct 2025)
    • (1)Employed By (since 24 Oct 2025)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (15 Jan 2021 to 20 Oct 2025)
    • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF30 Customer (20 Dec 2013 to 31 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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