Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 22 Nov 2016)
    • CF27 Investment Management (8 Jan 2004 to 31 Oct 2007)
    • CF26 Customer Trading (29 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 May 2002 to 8 Jan 2004)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 22 Nov 2016)
    • CF27 Investment Management (8 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 May 2002 to 8 Jan 2004)
    • CF26 Customer Trading (22 May 2002 to 31 Jul 2002)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF26 Customer Trading (29 May 2002 to 18 Mar 2003)
    • CF22 Investment Adviser (Trainee) (29 May 2002 to 18 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.