Mohith Shastry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2024)
    • CF30 Customer (29 Jul 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 1 Apr 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Oct 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
    • CF30 Customer (18 Dec 2013 to 6 Mar 2016)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • CF30 Customer (23 Nov 2011 to 30 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.