Mohit Pandya

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard Asset Management Limited

    FRN 121839

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF29 Significant management (13 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF27 Investment Management (5 Sep 2006 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2005 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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