Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (1 Jan 2022 to 28 Apr 2023)
- [FCA CF] Manager of certification employee (1 Jul 2020 to 28 Apr 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Nov 2005 to 21 Jun 2006)
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- [FCA CF] Manager of certification employee (5 Sep 2023 to 1 Jan 2025)
- [FCA CF] Material risk taker (5 Sep 2023 to 1 Aug 2025)
- [FCA CF] Client dealing (5 Sep 2023 to 1 Aug 2025)
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- [FCA CF] Client dealing (5 Sep 2023 to 1 Aug 2025)
- [FCA CF] Manager of certification employee (5 Sep 2023 to 1 Jan 2025)
- [FCA CF] Material risk taker (5 Sep 2023 to 1 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.