Mohammed Umair Afzal

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UMARI FINANCE GROUP LIMITED

    FRN 994960

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [PRA CF] Key function holder (since 20 Nov 2023)
    • Responsible for Insurance Distribution (since 20 Nov 2023)
    • SMF16 Compliance Oversight (since 20 Nov 2023)
    • SMF3 Executive Director (since 20 Nov 2023)
    • [FCA CF] Client dealing (since 20 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2023)
    • [FCA CF] Significant management (since 20 Nov 2023)
    • Responsibility for MCD Intermediation (since 20 Nov 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (5 Jan 2023 to 20 Nov 2023)
    • CF1 Director (AR) (19 Dec 2022 to 17 Nov 2023)
    • [FCA CF] Client dealing (1 Dec 2022 to 5 Jan 2023)
    • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 5 Jan 2023)
  • Trussle Lab Ltd (no longer approved here)

    FRN 924229

    • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 19 Nov 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Mar 2020 to 8 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

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