Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 14 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 23 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 14 May 2021)
    • CF1 Director (AR) (9 Dec 2019 to 17 May 2021)
    • (1)Employed By (since 14 Jan 2022)
    • (1)Employed By (9 Dec 2019 to 17 May 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (17 May 2021 to 24 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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