Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ethos Financial Management Ltd
FRN 971418
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 24 Jan 2023)
- SMF16 Compliance Oversight (since 24 Jan 2023)
- SMF3 Executive Director (since 24 Jan 2023)
- Responsibility for MCD Intermediation (since 24 Jan 2023)
- Responsible for Insurance Distribution (since 24 Jan 2023)
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- Appointed representative dealing with clients for which they require qualification (20 Mar 2020 to 23 Jan 2023)
- CF1 Director (AR) (5 Mar 2020 to 21 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
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