Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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My Business Smart Limited
FRN 956258
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 2 Nov 2022)
- SMF16 Compliance Oversight (since 2 Nov 2022)
- SMF3 Executive Director (since 2 Nov 2022)
- Responsibility for MCD Intermediation (since 2 Nov 2022)
- Responsible for Insurance Distribution (since 2 Nov 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Nov 2022)
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- CF1 Director (AR) (19 Aug 2008 to 24 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.