Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 16 Nov 2021)
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- [FCA CF] Manager of certification employee (5 Jun 2018 to 3 Oct 2021)
- [FCA CF] Client dealing (23 Nov 2017 to 3 Oct 2021)
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- [FCA CF] Manager of certification employee (5 Jun 2018 to 3 Oct 2021)
- [FCA CF] Client dealing (23 Nov 2017 to 3 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.