Mohammed Imran

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SFIA Wealth Management Limited

    FRN 621884

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)
    • [FCA CF] Client dealing (since 11 Jan 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Nov 2008 to 30 Sep 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (14 Nov 2007 to 10 Oct 2008)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (2 Apr 2007 to 5 Sep 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2006 to 2 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.