Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 May 2024)
    • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Aug 2021 to 28 Apr 2023)
    • CF30 Customer (19 Jul 2021 to 28 Apr 2023)
  • Martin De Blocq Van Scheltinga (no longer approved here)

    FRN 446794

    • (2)Employed By (19 Jul 2021 to 28 Apr 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 May 2014 to 8 Jun 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF22 Investment Adviser (Trainee) (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.