Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 20 Jan 2025)
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- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 7 Aug 2020)
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- [FCA CF] Client dealing (10 Nov 2016 to 11 Nov 2024)
- [FCA CF] Manager of certification employee (10 Nov 2016 to 7 May 2020)
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2016 to 7 Aug 2020)
- CF30 Customer (17 Oct 2012 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.