Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Jun 2020)
    • CF30 Customer (since 29 May 2020)
    • (9)Employed By (since 29 May 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (26 Jan 2019 to 27 Feb 2020)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (44)Employed By (26 Jan 2019 to 27 Feb 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 14 Oct 2009)
    • CF21 Investment Adviser (9 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 9 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.