Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 5 Oct 2021)
    • (1)Employed By (1 Dec 2001 to 13 Oct 2003)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 1 Apr 2015)
  • E M Gray & Co Ltd (no longer approved here)

    FRN 215028

    • (9)Employed By (22 Apr 2015 to 5 Oct 2021)
  • Triangle 3 (no longer approved here)

    FRN 228873

    • (1)Employed By (13 Oct 2003 to 22 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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