Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 3 May 2022)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (3 Jan 2008 to 2 Jul 2009)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 12 Dec 2007)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF23 Corporate Finance Adviser (12 Dec 2003 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.