Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2023)
- CF1 Director (AR) (9 Jul 2015 to 12 Dec 2023)
- CF30 Customer (9 Jul 2015 to 12 Dec 2023)
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- CF30 Customer (1 Nov 2007 to 16 Jun 2014)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Sep 2007 to 21 Sep 2007)
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- CF21 Investment Adviser (29 Apr 2005 to 18 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.