Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Dec 2023)
    • CF1 Director (AR) (9 Jul 2015 to 12 Dec 2023)
    • CF30 Customer (9 Jul 2015 to 12 Dec 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 16 Jun 2014)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF21 Investment Adviser (17 Sep 2007 to 21 Sep 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (29 Apr 2005 to 18 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.