Mohammad Saleem Adam

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S A B SECURITIES LIMITED

    FRN 225986

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Dec 2004 to 16 Oct 2006)
    • CF10 Compliance Oversight (7 Dec 2004 to 16 Oct 2006)
    • CF3 Chief Executive (7 Jan 2004 to 31 Jul 2009)
    • CF8 Apportionment and Oversight (7 Jan 2004 to 31 Oct 2007)
    • CF1 Director (7 Jan 2004 to 31 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.