Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Oct 2024)
- CF30 Customer (since 3 Oct 2024)
- CF1 Director (AR) (since 3 Oct 2024)
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REZ Private Clients Ltd
FRN 1017514
- (1)Employed By (since 3 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (25 Mar 2022 to 5 Jul 2024)
- CF30 Customer (22 Mar 2022 to 5 Jul 2024)
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- (33)Employed By (22 Mar 2022 to 5 Jul 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2022)
- CF30 Customer (7 Oct 2015 to 23 Jan 2022)
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- (574)Employed By (7 Oct 2015 to 23 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.