Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Jun 2025)
    • CF30 Customer (since 28 May 2025)
    • Appointed representative dealing with clients for which they require qualification (19 Oct 2022 to 11 Jul 2024)
    • CF30 Customer (5 Oct 2022 to 11 Jul 2024)
    • (183)Employed By (since 28 May 2025)
    • (569)Employed By (5 Oct 2022 to 11 Jul 2024)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • [FCA CF] Functions requiring qualifications (1 Jul 2019 to 1 Aug 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • [FCA CF] Functions requiring qualifications (1 May 2019 to 1 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.