Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 28 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2025)
    • CF10 Compliance Oversight (21 Aug 2019 to 8 Dec 2019)
    • CF1 Director (21 Aug 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Apr 2019 to 21 Aug 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Oct 2004 to 7 May 2013)
  • Mortgages 4 Homes Ltd (no longer approved here)

    FRN 409360

    • (2)Employed By (31 Oct 2004 to 19 Mar 2008)
  • Bawtry Financial Planning (no longer approved here)

    FRN 214759

    • Employed By (8 Aug 2002 to 5 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.