Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 20 Feb 2026)
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- [FCA CF] Manager of certification employee (11 Oct 2023 to 24 Jan 2025)
- [FCA CF] Client dealing (13 Feb 2017 to 4 Nov 2025)
- CF30 Customer (1 Nov 2007 to 13 Dec 2008)
- CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.