Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Oct 2023)
    • [FCA CF] Manager of certification employee (since 29 Sep 2021)
    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 20 Mar 2012)
    • CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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